Update on financial markets overhaul
Update on financial markets overhaul
02 February 2016 | By  Liz Buxton
The Financial Markets Conduct Act 2013 is in the process of completely overhauling New Zealand’s financial markets laws. We are currently approaching the end of the transition period, in which our existing capital markets and financial services legislation, most notably the Securities Act 1978, is being phased out and replaced by the new Act. Read More →
Update on financial markets overhaul
Update on financial markets overhaul
02 February 2016 | By  Liz Buxton
The Financial Markets Conduct Act 2013 is in the process of completely overhauling New Zealand’s financial markets laws. We are currently approaching the end of the transition period, in which our existing capital markets and financial services legislation, most notably the Securities Act 1978, is being phased out and replaced by the new Act.
Read More →
FINANCIAL MARKETS OVERHAUL COMPLETE
FINANCIAL MARKETS OVERHAUL COMPLETE
12 February 2015 | By  Andrew Wallace
On 1 December 2014 the second phase of the implementation of the Financial Markets Conduct Act 2013 came into force. The Act has replaced the Securities Act 1978 as well as several other pieces of legislation and, in doing so, has completely overhauled New Zealand’s capital markets and financial services law.
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Securities Law: Of pumping and dumping and painting the tape
Securities Law: Of pumping and dumping and painting the tape
07 August 2013 | By  Andrew Wallace
Last week the Financial Markets Authority (FMA) announced that it had filed the first market manipulation case to be taken in New Zealand...
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